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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $84,958,487.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 CITIGROUP INC 11,100 86,000 0.10% Put
52 PRUDENTIAL FINANCIAL INC 10,100 79,000 0.09%
53 Bank of New York Mellon Corp 10,000 78,000 0.09%
54 BARCLAYS PLC 7,400 58,000 0.07% Put
55 CSS LLC/IL 5,000 39,000 0.05% Call
56 Compagnie Lombard Odier SCmA 4,000 31,000 0.04%
57 Tower Research Capital LLC (TRC) 3,452 27,000 0.03%
58 BNP PARIBAS FINANCIAL MARKETS 3,000 23,370 0.03%
59 BANK OF MONTREAL /CAN/ 2,800 22,000 0.03%
60 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,423 19,000 0.02%
61 Walleye Trading LLC 2,400 19,000 0.02% Call
62 PNC FINANCIAL SERVICES GROUP, INC. 2,100 16,000 0.02%
63 Walleye Trading LLC 1,400 11,000 0.01% Put
64 HEFTY WEALTH PARTNERS 1,394 10,000 0.01%
65 CLOSE ASSET MANAGEMENT LTD 1,250 10,000 0.01%
66 Walleye Trading LLC 1,095 9,000 0.01%
67 UBS Group AG 1,000 8,000 0.01%
68 FIRST MANHATTAN CO. LLC. 723 5,000 0.01%
69 LADENBURG THALMANN FINANCIAL SERVICES INC. 600 5,000 0.01%
70 ADVISOR GROUP, INC. 580 4,000 0.00%
71 CAPTRUST FINANCIAL ADVISORS 330 3,000 0.00%
72 ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 2,000 0.00%
73 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 815 0.00%
74 CUTLER GROUP LLC / CA 100 0 0.00% Put
75 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.