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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 84 Institutional holders with a total value of $147,894,541.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Point72 Asset Management, L.P. 25,000 253,000 0.17%
52 WOLVERINE TRADING LP /BD 24,942 251,000 0.17%
53 CITADEL ADVISORS LLC 22,900 232,000 0.16% Call
54 TRAIL RIDGE CAPITAL LLC 21,084 213,000 0.14%
55 BARCLAYS PLC 20,600 208,000 0.14% Call
56 Progeny 3, Inc. 20,100 203,000 0.14%
57 Global Endowment Management, LP 20,000 202,000 0.14%
58 ACADIAN ASSET MANAGEMENT LLC 19,731 199,000 0.13%
59 RATIONAL ADVISORS, INC. 18,600 188,000 0.13%
60 SG Americas Securities, LLC 18,098 183,000 0.12%
61 CITIGROUP INC 16,200 164,000 0.11% Call
62 Daiwa Securities Group Inc. 13,000 131,000 0.09%
63 STUYVESANT CAPITAL MANAGEMENT 12,650 128,000 0.09%
64 SIMPLEX TRADING, LLC 11,641 117,000 0.08%
65 TWO SIGMA SECURITIES, LLC 11,337 115,000 0.08%
66 Bank of New York Mellon Corp 11,000 111,000 0.08%
67 BARCLAYS PLC 8,900 90,000 0.06% Put
68 Compagnie Lombard Odier SCmA 4,000 40,000 0.03%
69 BANK OF MONTREAL /CAN/ 2,800 28,000 0.02%
70 Creative Planning 2,803 28,000 0.02%
71 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,423 24,000 0.02%
72 PNC FINANCIAL SERVICES GROUP, INC. 2,100 22,000 0.01%
73 Walleye Trading LLC 1,900 19,000 0.01% Put
74 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,715 17,000 0.01%
75 CLOSE ASSET MANAGEMENT LTD 1,250 13,000 0.01%
76 Walleye Trading LLC 1,200 12,000 0.01% Call
77 ADVISOR GROUP, INC. 1,080 11,000 0.01%
78 FIRST MANHATTAN CO. LLC. 723 7,000 0.00%
79 Walleye Trading LLC 524 5,000 0.00%
80 NEXT Financial Group, Inc 368 4,000 0.00%
81 CITIGROUP INC 200 2,000 0.00%
82 ADVANTAGE INVESTMENT MANAGEMENT, LLC 200 2,000 0.00%
83 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 1,043 0.00%
84 Parallax Volatility Advisers, L.P. 1 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.