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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 10 Institutional holders with a total value of $2,802,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 152,354 1,790,000 63.88%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,335 521,000 18.59%
3 Cambridge Investment Research Advisors, Inc. 23,250 273,000 9.74%
4 ROYAL BANK OF CANADA 10,232 120,000 4.28%
5 PNC FINANCIAL SERVICES GROUP, INC. 3,500 42,000 1.50%
6 BANK OF AMERICA CORP /DE/ 1,940 23,000 0.82%
7 UBS AG 1,048 12,000 0.43%
8 TORONTO DOMINION BANK 1,000 12,000 0.43%
9 WELLS FARGO & COMPANY/MN 660 8,000 0.29%
10 Transamerica Financial Advisors, LLC 46 1,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.