| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 513,908 | 6,681,000 | 42.25% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 290,391 | 3,777,000 | 23.89% | ||
| 3 | LPL Financial LLC | 123,830 | 1,610,000 | 10.18% | ||
| 4 | Advisors Asset Management, Inc. | 68,083 | 885,000 | 5.60% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 40,535 | 527,000 | 3.33% | ||
| 6 | UBS AG | 34,935 | 454,000 | 2.87% | ||
| 7 | Investors Capital Advisory Services | 30,077 | 391,000 | 2.47% | ||
| 8 | WELLS FARGO & COMPANY/MN | 18,885 | 246,000 | 1.56% | ||
| 9 | NATIONAL PLANNING CORP | 18,550 | 241,000 | 1.52% | ||
| 10 | Cambridge Investment Research Advisors, Inc. | 17,614 | 229,000 | 1.45% | ||
| 11 | OPPENHEIMER & CO INC | 15,350 | 200,000 | 1.26% | ||
| 12 | ROYAL BANK OF CANADA | 13,817 | 180,000 | 1.14% | ||
| 13 | Commonwealth Equity Services, Inc | 11,375 | 148,000 | 0.94% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 7,504 | 97,558 | 0.62% | ||
| 15 | DEUTSCHE BANK AG\ | 7,368 | 95,000 | 0.60% | ||
| 16 | Pinnacle Summer Investments, Inc. | 1,250 | 16,000 | 0.10% | ||
| 17 | WFG Advisors, LP | 1,225 | 16,000 | 0.10% | ||
| 18 | Creative Planning | 1,000 | 13,000 | 0.08% | ||
| 19 | NEXT Financial Group, Inc | 430 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
