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IQ AUSTRALIA SMALL CAP ETF
IQ AUSTRALIA SMALL CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 9 Institutional holders with a total value of $2,011,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MORGAN STANLEY 1,000 16,000 0.80%
3 UBS Group AG 4,965 77,000 3.83%
4 ALPHA OMEGA WEALTH MANAGEMENT LLC 6,650 104,000 5.17%
5 SG Americas Securities, LLC 8,400 131,000 6.51%
6 OLD MISSION CAPITAL, LLC 14,752 230,000 11.44%
7 BANK OF AMERICA CORP /DE/ 19,744 307,000 15.27%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,830 496,000 24.66%
9 JANE STREET GROUP, LLC 41,750 650,000 32.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.