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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 16 Institutional holders with a total value of $4,734,313.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 76,110 1,909,000 40.32%
2 JANE STREET GROUP, LLC 44,584 1,118,000 23.61%
3 AmeriServ Wealth Advisors 12,200 306,000 6.46%
4 ROYAL BANK OF CANADA 10,776 270,000 5.70%
5 Highmount Capital, LLC 10,000 251,000 5.30%
6 GOULD ASSET MANAGEMENT LLC /CA/ 9,895 248,000 5.24%
7 MORGAN STANLEY 8,465 212,000 4.48%
8 BANK OF AMERICA CORP /DE/ 5,434 136,000 2.87%
9 UBS Group AG 4,067 102,000 2.15%
10 PNC FINANCIAL SERVICES GROUP, INC. 1,920 48,000 1.01%
11 WELLS FARGO & COMPANY/MN 1,581 40,000 0.84%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,500 38,000 0.80%
13 BANK OF AMERICA CORP /DE/ 1,000 25,000 0.53% Call
14 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 800 20,000 0.42%
15 NATIONAL PLANNING CORP 450 11,313 0.24%
16 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.