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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 9 Institutional holders with a total value of $1,258,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 86,626 978,000 77.74%
2 JANE STREET GROUP, LLC 18,151 206,000 16.38%
3 UBS Group AG 3,513 40,000 3.18%
4 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 11,000 0.87%
5 ADVISOR GROUP, INC. 700 8,000 0.64%
6 MORGAN STANLEY 670 8,000 0.64%
7 ROYAL BANK OF CANADA 500 6,000 0.48%
8 BANK OF AMERICA CORP /DE/ 131 1,000 0.08%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.