| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 9,649 | 208,000 | 24.84% | ||
| 2 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,646 | 165,000 | 19.70% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 7,599 | 164,000 | 19.59% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 7,000 | 152,000 | 18.15% | ||
| 5 | CANADA LIFE ASSURANCE Co | 2,356 | 51,000 | 6.09% | ||
| 6 | MORGAN STANLEY | 1,290 | 27,000 | 3.22% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 993 | 21,370 | 2.55% | ||
| 8 | UBS Group AG | 941 | 20,000 | 2.39% | ||
| 9 | Johnson Financial Group, Inc. | 662 | 14,000 | 1.67% | ||
| 10 | MSI Financial Services Inc | 425 | 9,000 | 1.07% | ||
| 11 | DELTA ASSET MANAGEMENT LLC/TN | 170 | 4,000 | 0.48% | ||
| 12 | NEW ENGLAND SECURITIES CORP /MA/ | 70 | 2,000 | 0.24% | ||
| 13 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% | ||
| 14 | MYCIO WEALTH PARTNERS, LLC | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
