| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Narwhal Capital Management | 11,600 | 558,000 | 30.73% | ||
| 2 | COLONY GROUP LLC | 9,750 | 469,000 | 25.83% | ||
| 3 | Cambridge Investment Research Advisors, Inc. | 5,620 | 270,000 | 14.87% | ||
| 4 | Kovack Advisors, Inc. | 4,479 | 216,000 | 11.89% | ||
| 5 | MORGAN STANLEY | 3,410 | 164,000 | 9.03% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 2,391 | 116,000 | 6.39% | ||
| 7 | Ground Swell Capital, LLC | 298 | 15,000 | 0.83% | ||
| 8 | Tower Research Capital LLC (TRC) | 139 | 7,000 | 0.39% | ||
| 9 | ROYAL BANK OF CANADA | 18 | 1,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
