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National Australia Bank ADR
National Australia Bank ADR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 698 Institutional holders with a total value of $19,535,870,230.
#
Manager Name
Shares
Value ($)
%
Options
Notes
651 FIRST MERCANTILE TRUST CO 950 54,000 0.00%
652 B. Riley Wealth Advisors, Inc. 850 48,000 0.00%
653 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 800 45,000 0.00%
654 Index Management Solutions, LLC 768 43,000 0.00%
655 BOSTON PRIVATE BANK & TRUST CO 745 42,000 0.00%
656 Vantage Investment Advisors, LLC 712 40,000 0.00%
657 TRUST CO OF VERMONT 625 35,000 0.00%
658 Zions Trust, National Association 600 34,000 0.00%
659 Bartlett & Co. LLC 600 34,000 0.00%
660 OPTIMUM INVESTMENT ADVISORS 600 34,000 0.00%
661 HOWE & RUSLING INC 581 33,000 0.00%
662 Transamerica Financial Advisors, LLC 563 32,000 0.00%
663 Winslow, Evans & Crocker, Inc. 480 27,002 0.00%
664 FARMERS & MERCHANTS INVESTMENTS INC 450 25,000 0.00%
665 Orion Porfolio Solutions, LLC 450 25,000 0.00%
666 BENJAMIN F. EDWARDS & COMPANY, INC. 425 24,000 0.00%
667 PEOPLES FINANCIAL SERVICES CORP. 400 23,000 0.00%
668 SRH ADVISORS, LLC 300 17,000 0.00%
669 Gemmer Asset Management LLC 281 16,000 0.00%
670 QCI ASSET MANAGEMENT INC/NY 278 16,000 0.00%
671 COLONY GROUP LLC 242 14,000 0.00%
672 RATIONAL ADVISORS, INC. 240 14,000 0.00%
673 ENTERPRISE FINANCIAL SERVICES CORP 228 12,000 0.00%
674 Pinnacle Summer Investments, Inc. 200 11,000 0.00%
675 JNBA Financial Advisors 180 10,000 0.00%
676 DELTA ASSET MANAGEMENT LLC/TN 180 10,000 0.00%
677 Intersect Capital LLC 182 10,000 0.00%
678 Archford Capital Strategies, LLC 150 8,000 0.00%
679 Independent Portfolio Consultants, Inc. 145 8,000 0.00%
680 SHAPIRO ROBERT N 129 8,000 0.00%
681 WOLVERINE ASSET MANAGEMENT LLC 66 8,000 0.00% Call
682 Alexandria Capital, LLC 125 7,000 0.00%
683 Financial Architects, Inc 122 7,000 0.00%
684 TOMPKINS FINANCIAL CORP 102 6,000 0.00%
685 Plante Moran Financial Advisors, LLC 101 6,000 0.00%
686 Lenox Wealth Advisors, LLC 98 6,000 0.00%
687 WOLVERINE ASSET MANAGEMENT LLC 2,725 5,000 0.00% Put
688 Hudock, Inc. 80 5,000 0.00%
689 ClariVest Asset Management LLC 66 4,000 0.00%
690 Ledyard National Bank 70 4,000 0.00%
691 Gradient Investments LLC 79 4,000 0.00%
692 Hoxton Financial, Inc. 45 3,000 0.00%
693 STANCORP INVESTMENT ADVISERS INC 54 3,000 0.00%
694 Cornerstone Advisors, Inc. 27 2,000 0.00%
695 PALLADIEM, LLC 32 2,000 0.00%
696 Burt Wealth Advisors 40 2,000 0.00%
697 Tarbox Family Office, Inc. 35 2,000 0.00%
698 Barrett Asset Management, LLC 10 1,000 0.00%
Page 14 of 14

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.