| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 68,674 | 6,938,000 | 41.68% | ||
| 2 | AMERIPRISE FINANCIAL INC | 43,665 | 4,412,000 | 26.51% | ||
| 3 | MORGAN STANLEY | 14,289 | 1,444,000 | 8.68% | ||
| 4 | Mariner, LLC | 9,666 | 977,000 | 5.87% | ||
| 5 | ROYAL BANK OF CANADA | 9,519 | 962,000 | 5.78% | ||
| 6 | UBS AG | 9,267 | 936,000 | 5.62% | ||
| 7 | JANE STREET GROUP, LLC | 4,862 | 491,000 | 2.95% | ||
| 8 | LPL Financial LLC | 2,991 | 302,000 | 1.81% | ||
| 9 | Winfield Associates, Inc. | 1,150 | 116,000 | 0.70% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 365 | 36,877 | 0.22% | ||
| 11 | MSI Financial Services Inc | 100 | 10,000 | 0.06% | ||
| 12 | Ground Swell Capital, LLC | 103 | 10,000 | 0.06% | ||
| 13 | Gradient Investments LLC | 100 | 10,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
