| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 69,100 | 3,476,000 | 25.50% | ||
| 2 | Virtu KCG Holdings LLC | 62,881 | 3,163,000 | 23.20% | ||
| 3 | ROYAL BANK OF CANADA | 31,003 | 1,559,000 | 11.43% | ||
| 4 | STEPHENS INC /AR/ | 28,760 | 1,447,000 | 10.61% | ||
| 5 | SCOTIA CAPITAL INC. | 25,786 | 1,297,000 | 9.51% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 21,761 | 1,095,000 | 8.03% | ||
| 7 | LPL Financial LLC | 11,519 | 579,000 | 4.25% | ||
| 8 | JPMORGAN CHASE & CO | 10,489 | 528,000 | 3.87% | ||
| 9 | SignalPoint Asset Management, LLC | 7,980 | 401,000 | 2.94% | ||
| 10 | UBS Group AG | 890 | 45,000 | 0.33% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 658 | 33,000 | 0.24% | ||
| 12 | WFG Advisors, LP | 200 | 10,000 | 0.07% | ||
| 13 | BANK OF MONTREAL /CAN/ | 25 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
