| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Gradient Investments LLC | 157,422 | 3,830,000 | 26.34% | ||
| 2 | MORGAN STANLEY | 156,155 | 3,800,000 | 26.14% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 119,865 | 2,916,000 | 20.06% | ||
| 4 | LPL Financial LLC | 54,797 | 1,336,000 | 9.19% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,625 | 599,000 | 4.12% | ||
| 6 | Jefferies Group LLC | 23,698 | 577,000 | 3.97% | ||
| 7 | CIBC WORLD MARKET INC. | 14,673 | 357,000 | 2.46% | ||
| 8 | ROYAL BANK OF CANADA | 13,982 | 340,000 | 2.34% | ||
| 9 | UBS Group AG | 11,496 | 280,000 | 1.93% | ||
| 10 | MSI Financial Services Inc | 10,219 | 249,000 | 1.71% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,093 | 148,000 | 1.02% | ||
| 12 | BANK OF MONTREAL /CAN/ | 1,200 | 29,000 | 0.20% | ||
| 13 | Argentus Capital Management, LLC | 968 | 24,000 | 0.17% | ||
| 14 | VALLEY NATIONAL ADVISERS INC | 764 | 19,000 | 0.13% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 535 | 13,000 | 0.09% | ||
| 16 | IFP ADVISORS, INC | 372 | 9,000 | 0.06% | ||
| 17 | Archford Capital Strategies, LLC | 292 | 8,000 | 0.06% | ||
| 18 | BlackRock Finance, Inc. | 87 | 2,000 | 0.01% | ||
| 19 | Advisors Asset Management, Inc. | 95 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
