| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 2,582,983 | 21,904,000 | 68.48% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 231,189 | 1,960,000 | 6.13% | ||
| 3 | GRACE & WHITE INC /NY | 183,051 | 1,552,000 | 4.85% | ||
| 4 | Point View Wealth Management, Inc. | 148,791 | 1,262,000 | 3.95% | ||
| 5 | 1607 Capital Partners, LLC | 148,800 | 1,262,000 | 3.95% | ||
| 6 | ICON ADVISERS INC/CO | 87,299 | 740,000 | 2.31% | ||
| 7 | UBS Group AG | 78,141 | 662,000 | 2.07% | ||
| 8 | SII INVESTMENTS INC/WI | 52,380 | 444,000 | 1.39% | ||
| 9 | WELLS FARGO & COMPANY/MN | 39,411 | 334,000 | 1.04% | ||
| 10 | MORGAN STANLEY | 35,146 | 298,000 | 0.93% | ||
| 11 | DOLIVER ADVISORS, LP | 30,879 | 262,000 | 0.82% | ||
| 12 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 23,265 | 197,000 | 0.62% | ||
| 13 | LPL Financial LLC | 17,167 | 146,000 | 0.46% | ||
| 14 | Relative Value Partners, LLC | 17,055 | 145,000 | 0.45% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 16,757 | 142,000 | 0.44% | ||
| 16 | Aviance Capital Partners, LLC | 15,310 | 130,000 | 0.41% | ||
| 17 | Yellowstone Partners, LLC | 14,880 | 126,000 | 0.39% | ||
| 18 | Virtu KCG Holdings LLC | 13,502 | 114,000 | 0.36% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 13,155 | 112,000 | 0.35% | ||
| 20 | CENTRAL TRUST Co | 11,500 | 98,000 | 0.31% | ||
| 21 | ROYAL BANK OF CANADA | 3,600 | 31,000 | 0.10% | ||
| 22 | First Horizon Advisors, Inc. | 2,400 | 20,000 | 0.06% | ||
| 23 | CITIGROUP INC | 2,164 | 18,000 | 0.06% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,040 | 17,000 | 0.05% | ||
| 25 | Chicago Partners Investment Group LLC | 948 | 8,000 | 0.03% | ||
| 26 | Creative Planning | 250 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
