| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1,439,269 | 22,553,000 | 67.93% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 191,610 | 3,006,000 | 9.05% | ||
| 3 | 1607 Capital Partners, LLC | 168,302 | 2,641,000 | 7.95% | ||
| 4 | Gramercy Funds Management LLC | 98,094 | 1,539,000 | 4.64% | ||
| 5 | PICTON MAHONEY ASSET MANAGEMENT | 43,700 | 1,510,000 | 4.55% | SH | |
| 6 | WELLS FARGO & COMPANY/MN | 44,055 | 691,000 | 2.08% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 40,437 | 634,000 | 1.91% | ||
| 8 | CSS LLC/IL | 21,258 | 334,000 | 1.01% | ||
| 9 | ROYAL BANK OF CANADA | 4,555 | 71,000 | 0.21% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 3,634 | 57,000 | 0.17% | ||
| 11 | BlackRock Investment Management, LLC | 3,634 | 57,000 | 0.17% | ||
| 12 | UBS AG | 3,370 | 53,000 | 0.16% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 1,615 | 25,000 | 0.08% | ||
| 14 | MSI Financial Services Inc | 560 | 9,000 | 0.03% | ||
| 15 | Winslow, Evans & Crocker, Inc. | 552 | 8,662 | 0.03% | ||
| 16 | MORGAN STANLEY | 287 | 5,000 | 0.02% | ||
| 17 | Creative Planning | 200 | 3,000 | 0.01% | ||
| 18 | NEXT Financial Group, Inc | 100 | 2,000 | 0.01% | ||
| 19 | Ground Swell Capital, LLC | 122 | 2,000 | 0.01% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 100 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
