| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,553,386 | 34,215,000 | 93.77% | ||
| 2 | CREDIT SUISSE AG/ | 69,805 | 935,000 | 2.56% | ||
| 3 | INVESTMENT CENTERS OF AMERICA INC | 47,976 | 646,000 | 1.77% | ||
| 4 | LPL Financial LLC | 15,648 | 212,000 | 0.58% | ||
| 5 | Commonwealth Equity Services, Inc | 13,262 | 178,000 | 0.49% | ||
| 6 | Virtu Financial LLC | 11,859 | 159,000 | 0.44% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 4,000 | 54,000 | 0.15% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,953 | 40,000 | 0.11% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 2,794 | 37,000 | 0.10% | ||
| 10 | UBS Group AG | 344 | 5,000 | 0.01% | ||
| 11 | Creative Planning | 400 | 5,000 | 0.01% | ||
| 12 | MCF Advisors LLC | 100 | 1,000 | 0.00% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% | ||
| 14 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.