| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 18,334 | 894,000 | 30.72% | ||
| 2 | CIBC Private Wealth Group LLC | 17,682 | 862,000 | 29.62% | ||
| 3 | US FINANCIAL ADVISORS, LLC | 8,800 | 429,000 | 14.74% | ||
| 4 | Virtu KCG Holdings LLC | 5,476 | 267,000 | 9.18% | ||
| 5 | MORGAN STANLEY | 4,560 | 222,000 | 7.63% | ||
| 6 | UBS Group AG | 1,829 | 89,000 | 3.06% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 1,200 | 58,500 | 2.01% | ||
| 8 | NATIONAL PLANNING CORP | 750 | 36,398 | 1.25% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 680 | 33,000 | 1.13% | ||
| 10 | Tower Research Capital LLC (TRC) | 200 | 10,000 | 0.34% | ||
| 11 | BOSTON PRIVATE BANK & TRUST CO | 120 | 6,000 | 0.21% | ||
| 12 | Alexandria Capital, LLC | 60 | 3,000 | 0.10% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
