| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 55,730 | 954,000 | 23.77% | ||
| 2 | Tortoise Investment Management, LLC | 54,657 | 930,000 | 23.17% | ||
| 3 | MORGAN STANLEY | 27,273 | 464,000 | 11.56% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 24,611 | 419,000 | 10.44% | ||
| 5 | Evanson Asset Management, LLC | 18,300 | 311,000 | 7.75% | ||
| 6 | UBS Group AG | 16,679 | 284,000 | 7.08% | ||
| 7 | Curi Capital, LLC | 11,797 | 201,000 | 5.01% | ||
| 8 | FIRST FOUNDATION ADVISORS | 10,140 | 173,000 | 4.31% | ||
| 9 | WELLS FARGO & COMPANY/MN | 7,947 | 135,000 | 3.36% | ||
| 10 | Efficient Market Advisors, LLC | 5,893 | 100,000 | 2.49% | ||
| 11 | CITIGROUP INC | 1,516 | 26,000 | 0.65% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 9,000 | 0.22% | ||
| 13 | Tower Research Capital LLC (TRC) | 242 | 4,000 | 0.10% | ||
| 14 | ROYAL BANK OF CANADA | 221 | 4,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
