| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 216,187 | 2,925,000 | 17.58% | ||
| 2 | Invesco Ltd. | 200,602 | 2,714,000 | 16.32% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 157,508 | 2,132,000 | 12.82% | ||
| 4 | LPL Financial LLC | 113,586 | 1,537,000 | 9.24% | ||
| 5 | HighVista Strategies LLC | 110,509 | 1,495,000 | 8.99% | ||
| 6 | WELLS FARGO & COMPANY/MN | 87,154 | 1,179,000 | 7.09% | ||
| 7 | MORGAN STANLEY | 70,103 | 948,000 | 5.70% | ||
| 8 | AQR CAPITAL MANAGEMENT LLC | 66,206 | 896,000 | 5.39% | ||
| 9 | AKANTHOS CAPITAL MANAGEMENT LLC | 65,000 | 879,000 | 5.28% | ||
| 10 | Tradewinds Capital Management, LLC | 21,500 | 291,000 | 1.75% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 19,186 | 259,000 | 1.56% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,933 | 216,000 | 1.30% | ||
| 13 | D.A. DAVIDSON & CO. | 15,000 | 202,000 | 1.21% | ||
| 14 | UBS Group AG | 13,549 | 183,000 | 1.10% | ||
| 15 | OPPENHEIMER & CO INC | 13,437 | 182,000 | 1.09% | ||
| 16 | SG Americas Securities, LLC | 13,349 | 181,000 | 1.09% | ||
| 17 | First Allied Advisory Services, Inc. | 12,183 | 165,000 | 0.99% | ||
| 18 | ROYAL BANK OF CANADA | 7,739 | 105,000 | 0.63% | ||
| 19 | SECURITY NATIONAL TRUST CO | 4,400 | 60,000 | 0.36% | ||
| 20 | MSI Financial Services Inc | 3,399 | 46,000 | 0.28% | ||
| 21 | CITIGROUP INC | 1,100 | 15,000 | 0.09% | ||
| 22 | Efficient Market Advisors, LLC | 1,000 | 14,000 | 0.08% | ||
| 23 | NATIONAL PLANNING CORP | 773 | 10,641 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
