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NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT
NUVEEN CA DIV ADV MUNI FD 3 COM SH BEN INT. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 24 Institutional holders with a total value of $28,547,063.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 4 63 0.00%
2 Tower Research Capital LLC (TRC) 80 1,000 0.00%
3 INTEGRATED WEALTH MANAGEMENT 2,500 40,000 0.14%
4 DEUTSCHE BANK AG\ 3,000 47,000 0.16%
5 MSI Financial Services Inc 3,399 54,000 0.19%
6 Creative Planning 3,450 55,000 0.19%
7 SECURITY NATIONAL TRUST CO 4,400 70,000 0.25%
8 ROYAL BANK OF CANADA 8,043 128,000 0.45%
9 BANK OF AMERICA CORP /DE/ 13,559 215,000 0.75%
10 D.A. DAVIDSON & CO. 16,000 253,000 0.89%
11 LAUREL WEALTH ADVISORS, INC. 17,615 280,000 0.98%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,408 292,000 1.02%
13 Raymond James Financial Services Advisors, Inc. 19,900 316,000 1.11%
14 Commonwealth Equity Services, Inc 32,043 509,000 1.78%
15 CIBC Private Wealth Group LLC 35,896 570,000 2.00%
16 IFP ADVISORS, INC 40,493 643,000 2.25%
17 EP Wealth Advisors, LLC 45,502 722,000 2.53%
18 MORGAN STANLEY 63,855 1,013,000 3.55%
19 UBS Group AG 93,945 1,491,000 5.22%
20 LPL Financial LLC 116,854 1,877,000 6.58%
21 WELLS FARGO & COMPANY/MN 144,823 2,298,000 8.05%
22 Invesco Ltd. 315,555 5,008,000 17.54%
23 GUGGENHEIM CAPITAL LLC 372,462 5,911,000 20.71%
24 Advisors Asset Management, Inc. 425,580 6,754,000 23.66%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.