| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | AWM Investment Company, Inc. | 409,316 | 2,607,000 | 75.27% | ||
| 2 | TOCQUEVILLE ASSET MANAGEMENT L.P. | 40,000 | 255,000 | 7.36% | ||
| 3 | Greylin Investment Management, Inc | 50,000 | 228,000 | 6.58% | ||
| 4 | HSBC HOLDINGS PLC | 15,000 | 96,000 | 2.77% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,800 | 88,000 | 2.54% | Put | |
| 6 | TWO SIGMA SECURITIES, LLC | 11,839 | 75,000 | 2.17% | ||
| 7 | MORGAN STANLEY | 3,718 | 24,000 | 0.69% | ||
| 8 | FineMark National Bank & Trust | 3,473 | 22,000 | 0.64% | ||
| 9 | GROUP ONE TRADING LLC | 2,791 | 18,000 | 0.52% | ||
| 10 | UBS Group AG | 2,691 | 17,000 | 0.49% | ||
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,667 | 11,000 | 0.32% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,125 | 7,000 | 0.20% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 6,000 | 0.17% | ||
| 14 | FIRST NEW YORK SECURITIES LLC /NY | 600 | 3,822 | 0.11% | ||
| 15 | Plante Moran Financial Advisors, LLC | 300 | 2,000 | 0.06% | ||
| 16 | Sunbelt Securities, Inc. | 290 | 1,847 | 0.05% | ||
| 17 | ROYAL BANK OF CANADA | 200 | 1,000 | 0.03% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 100 | 1,000 | 0.03% | ||
| 19 | CITIGROUP INC | 115 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
