| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Freestone Capital Holdings, LLC | 745,268 | 10,993,000 | 50.75% | ||
| 2 | Nantahala Capital Management, LLC | 413,487 | 6,099,000 | 28.16% | ||
| 3 | VANGUARD GROUP INC | 68,119 | 1,005,000 | 4.64% | ||
| 4 | Catalyst Capital Advisors LLC | 67,990 | 1,003,000 | 4.63% | ||
| 5 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 35,000 | 526,000 | 2.43% | ||
| 6 | RENAISSANCE TECHNOLOGIES LLC | 31,600 | 466,000 | 2.15% | ||
| 7 | Mechanics Bank Trust Department | 23,281 | 343,000 | 1.58% | ||
| 8 | Commonwealth Equity Services, Inc | 16,682 | 246,000 | 1.14% | ||
| 9 | WEDBUSH SECURITIES INC | 14,174 | 209,000 | 0.96% | ||
| 10 | MORGAN STANLEY | 11,850 | 175,000 | 0.81% | ||
| 11 | MOTCO | 9,861 | 145,000 | 0.67% | ||
| 12 | Gemmer Asset Management LLC | 7,111 | 105,000 | 0.48% | ||
| 13 | Crosspoint Capital Strategies, LLC | 5,876 | 87,000 | 0.40% | ||
| 14 | UBS AG | 5,760 | 85,000 | 0.39% | ||
| 15 | PRELUDE CAPITAL MANAGEMENT, LLC | 3,990 | 59,000 | 0.27% | ||
| 16 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 3,841 | 57,000 | 0.26% | ||
| 17 | WELLS FARGO & COMPANY/MN | 2,149 | 32,000 | 0.15% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 1,200 | 18,000 | 0.08% | ||
| 19 | DEUTSCHE BANK AG\ | 600 | 8,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
