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OXFORD LANE CAP CORP
OXFORD LANE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 29 Institutional holders with a total value of $50,171,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Artemis Investment Management LLP 900,000 13,334,000 26.58%
2 SELZ CAPITAL LLC 809,618 11,999,000 23.92%
3 Trafelet Capital Management, L.P. 622,471 9,225,000 18.39%
4 KELLEHER FINANCIAL ADVISORS 210,983 3,126,000 6.23%
5 UBS Group AG 159,980 2,371,000 4.73%
6 Clear Harbor Asset Management, LLC 142,046 2,105,000 4.20%
7 BARD ASSOCIATES INC 103,765 1,538,000 3.07%
8 CSS LLC/IL 61,495 911,000 1.82%
9 GSA CAPITAL PARTNERS LLP 56,740 841,000 1.68%
10 Cetera Advisor Networks LLC 50,881 752,000 1.50%
11 MORGAN STANLEY 40,654 603,000 1.20%
12 WELLS FARGO & COMPANY/MN 34,001 504,000 1.00%
13 CITADEL ADVISORS LLC 30,818 457,000 0.91%
14 DEUTSCHE BANK AG\ 30,056 444,000 0.88%
15 Robert W. Baird & Co. Inc 25,172 373,000 0.74%
16 Yorktown Management & Research Co Inc 20,000 296,000 0.59%
17 Geneva Advisors, LLC 18,150 269,000 0.54%
18 AMERICAN INTERNATIONAL GROUP, INC. 17,200 254,904 0.51%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,505 185,000 0.37%
20 NATIONAL PLANNING CORP 11,100 167,000 0.33%
21 CREDIT SUISSE AG/ 11,088 164,000 0.33%
22 Cambridge Investment Research Advisors, Inc. 10,047 149,000 0.30%
23 BANK OF AMERICA CORP /DE/ 2,000 30,000 0.06%
24 ROYAL BANK OF CANADA 1,835 27,000 0.05%
25 Genesis Wealth Advisors, LLC 1,075 16,010 0.03%
26 GUPTA WEALTH MANAGEMENT LLC 1,052 16,000 0.03%
27 Kistler-Tiffany Companies, LLC 500 7,000 0.01%
28 MSI Financial Services Inc 415 6,000 0.01%
29 CITIGROUP INC 135 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.