| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 35 | 0 | 0.00% | ||
| 2 | Tower Research Capital LLC (TRC) | 92 | 0 | 0.00% | ||
| 3 | UBS Group AG | 11,047 | 5,000 | 0.15% | ||
| 4 | BBVA USA Bancshares, Inc. | 14,500 | 7,000 | 0.21% | ||
| 5 | First Allied Advisory Services, Inc. | 15,000 | 7,000 | 0.21% | ||
| 6 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 14,500 | 7,000 | 0.21% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 22,223 | 10,000 | 0.29% | ||
| 8 | Virtu KCG Holdings LLC | 24,322 | 11,000 | 0.32% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 61,846 | 27,000 | 0.79% | ||
| 10 | GOLDMAN SACHS GROUP INC | 61,180 | 28,000 | 0.82% | ||
| 11 | Commonwealth Equity Services, Inc | 68,798 | 31,000 | 0.91% | ||
| 12 | Pinnacle Summer Investments, Inc. | 250,500 | 113,000 | 3.33% | ||
| 13 | B. Riley Wealth Advisors, Inc. | 258,416 | 117,000 | 3.44% | ||
| 14 | VANGUARD GROUP INC | 428,465 | 193,000 | 5.68% | ||
| 15 | Geneva Advisors, LLC | 998,732 | 449,000 | 13.22% | ||
| 16 | ROYAL BANK OF CANADA | 1,596,019 | 718,000 | 21.14% | ||
| 17 | Platinum Management (NY) LLC | 3,719,444 | 1,674,000 | 49.28% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
