| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ROYAL BANK OF CANADA | 2,857,100 | 321,000 | 57.53% | ||
| 2 | Geneva Advisors, LLC | 1,183,865 | 133,000 | 23.84% | ||
| 3 | B. Riley Wealth Advisors, Inc. | 279,489 | 32,000 | 5.73% | ||
| 4 | SANDERS MORRIS HARRIS INC/FA | 225,500 | 25,000 | 4.48% | ||
| 5 | Mirador Capital Partners LP | 101,019 | 11,000 | 1.97% | ||
| 6 | UBS Group AG | 76,853 | 9,000 | 1.61% | ||
| 7 | GOLDMAN SACHS GROUP INC | 62,631 | 7,000 | 1.25% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 61,846 | 7,000 | 1.25% | ||
| 9 | VANGUARD GROUP INC | 46,205 | 6,000 | 1.08% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 22,225 | 2,000 | 0.36% | ||
| 11 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 14,500 | 2,000 | 0.36% | ||
| 12 | Virtu KCG Holdings LLC | 16,261 | 2,000 | 0.36% | ||
| 13 | BlackRock Fund Advisors | 8,224 | 1,000 | 0.18% | ||
| 14 | NEXT Financial Group, Inc | 35 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
