| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | UBS AG | 1,000 | 13,000 | 0.00% | Put | |
| 152 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 700 | 9,000 | 0.00% | ||
| 153 | CAPITAL GUARDIAN TRUST CO | 578 | 8,000 | 0.00% | ||
| 154 | FIFTH THIRD BANCORP | 500 | 7,000 | 0.00% | ||
| 155 | GOLDMAN SACHS GROUP INC | 200 | 3,000 | 0.00% | Call | |
| 156 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 259 | 3,000 | 0.00% | ||
| 157 | US BANCORP \DE\ | 150 | 2,000 | 0.00% | ||
| 158 | Winslow, Evans & Crocker, Inc. | 112 | 1,484 | 0.00% | ||
| 159 | M&T BANK CORP | 2,000 | 1,000 | 0.00% | Call | |
| 160 | Creative Planning | 78 | 1,000 | 0.00% | ||
| 161 | ENVESTNET ASSET MANAGEMENT INC | 14 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
