| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Daiwa Securities Group Inc. | 2,497,000 | 2,628,000 | 37.24% | PRN | |
| 2 | NOMURA HOLDINGS INC | 1,661,000 | 1,752,000 | 24.83% | PRN | |
| 3 | GOLDMAN SACHS GROUP INC | 1,579,000 | 1,660,000 | 23.53% | PRN | |
| 4 | CITIGROUP INC | 929,000 | 977,000 | 13.85% | PRN | |
| 5 | Commonwealth Equity Services, Inc | 22,000 | 23,000 | 0.33% | ||
| 6 | WELLS FARGO & COMPANY/MN | 10,000 | 11,000 | 0.16% | PRN | |
| 7 | BANK OF AMERICA CORP /DE/ | 5,000 | 5,000 | 0.07% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
