| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlackRock Fund Advisors | 623,648 | 15,791,000 | 40.54% | ||
| 2 | FLAHERTY & CRUMRINE INC | 213,067 | 5,399,000 | 13.86% | ||
| 3 | QUALCOMM INC/DE | 213,067 | 5,399,000 | 13.86% | ||
| 4 | Spectrum Asset Management, Inc. | 74,104 | 1,876,000 | 4.82% | ||
| 5 | MANAGED ACCOUNT ADVISORS LLC | 64,286 | 1,628,000 | 4.18% | ||
| 6 | Selway Asset Management | 53,670 | 1,359,000 | 3.49% | ||
| 7 | WELLS FARGO & COMPANY/MN | 53,581 | 1,356,000 | 3.48% | ||
| 8 | MID CONTINENT CAPITAL LLC/IL | 52,625 | 1,332,000 | 3.42% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 34,364 | 870,000 | 2.23% | ||
| 10 | WELCH & FORBES LLC | 23,666 | 599,000 | 1.54% | ||
| 11 | KMS FINANCIAL SERVICES, INC | 18,530 | 470,000 | 1.21% | ||
| 12 | HSBC HOLDINGS PLC | 16,000 | 405,000 | 1.04% | ||
| 13 | Bank of New York Mellon Corp | 13,850 | 351,000 | 0.90% | ||
| 14 | Glovista Investments LLC | 12,000 | 304,000 | 0.78% | ||
| 15 | Janney Montgomery Scott LLC | 9,939 | 251,656 | 0.65% | ||
| 16 | ROYAL BANK OF CANADA | 8,960 | 227,000 | 0.58% | PRN | |
| 17 | UBS AG | 8,600 | 218,000 | 0.56% | ||
| 18 | EASTERN BANK | 8,463 | 215,000 | 0.55% | ||
| 19 | BHF Kleinwort Benson Group S.A. | 6,500 | 165,000 | 0.42% | ||
| 20 | GAM Holding AG | 4,312 | 109,000 | 0.28% | ||
| 21 | People's United Financial, Inc. | 4,000 | 101,000 | 0.26% | ||
| 22 | AMERIPRISE FINANCIAL INC | 3,746 | 95,000 | 0.24% | ||
| 23 | COHEN & STEERS, INC. | 2,262 | 57,000 | 0.15% | ||
| 24 | EFG Private Wealth Management (Americas) Corp. | 2,000 | 51,000 | 0.13% | ||
| 25 | UNITED FIRE GROUP INC | 2,000 | 51,000 | 0.13% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 2,000 | 50,000 | 0.13% | ||
| 27 | CITIGROUP INC | 1,943 | 49,000 | 0.13% | ||
| 28 | DEUTSCHE BANK AG\ | 1,935 | 48,000 | 0.12% | ||
| 29 | MSI Financial Services Inc | 1,270 | 32,000 | 0.08% | ||
| 30 | BANK OF MONTREAL /CAN/ | 1,000 | 25,000 | 0.06% | PRN | |
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 25,000 | 0.06% | ||
| 32 | Creative Planning | 900 | 23,000 | 0.06% | ||
| 33 | FLOW TRADERS U.S. LLC | 507 | 13,000 | 0.03% | ||
| 34 | Edge Wealth Management LLC | 125 | 3,000 | 0.01% | ||
| 35 | OPTIMUM INVESTMENT ADVISORS | 100 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
