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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 8 Institutional holders with a total value of $3,503,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,851 1,837,000 52.44%
2 UBS AG 21,580 736,000 21.01%
3 ROYAL BANK OF CANADA 20,394 696,000 19.87%
4 MORGAN STANLEY 4,380 150,000 4.28%
5 BANK OF AMERICA CORP /DE/ 1,871 64,000 1.83%
6 NEXT Financial Group, Inc 325 11,000 0.31%
7 WELLS FARGO & COMPANY/MN 205 7,000 0.20%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 2,000 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.