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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $26,897,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 122,954 7,601,000 28.26%
2 UNITED CAPITAL FINANCIAL ADVISORS, LLC 64,118 3,964,000 14.74%
3 AMERIPRISE FINANCIAL INC 40,456 2,500,000 9.29%
4 Sterling Capital Management LLC 39,680 2,453,000 9.12%
5 BANK OF AMERICA CORP /DE/ 32,784 2,026,000 7.53%
6 JPMORGAN CHASE & CO 30,130 1,863,000 6.93%
7 ROYAL BANK OF CANADA 26,537 1,641,000 6.10%
8 Commonwealth Equity Services, Inc 19,411 1,200,000 4.46%
9 UBS Group AG 13,525 836,000 3.11%
10 SCOTIA CAPITAL INC. 10,177 631,000 2.35%
11 MSI Financial Services Inc 6,646 411,000 1.53%
12 OLD MISSION CAPITAL, LLC 5,858 362,000 1.35%
13 LPL Financial LLC 4,985 310,000 1.15%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,125 255,000 0.95%
15 INTEGRATED WEALTH MANAGEMENT 4,050 250,000 0.93%
16 Greenwich Wealth Management LLC 3,650 226,000 0.84%
17 ENVESTNET ASSET MANAGEMENT INC 2,413 149,000 0.55%
18 PNC FINANCIAL SERVICES GROUP, INC. 1,995 123,000 0.46%
19 ADVISOR GROUP, INC. 485 30,000 0.11%
20 IFP ADVISORS, INC 400 25,000 0.09%
21 D.A. DAVIDSON & CO. 285 17,000 0.06%
22 US BANCORP \DE\ 169 10,000 0.04%
23 WELLS FARGO & COMPANY/MN 150 9,000 0.03%
24 Hudock, Inc. 82 5,000 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.