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SPDR INDEX SHS FDS
SPDR INDEX SHS FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 12 Institutional holders with a total value of $3,544,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SPINNAKER TRUST 43,822 968,000 27.31%
2 ROYAL BANK OF CANADA 42,368 935,000 26.38%
3 Cetera Advisor Networks LLC 22,326 492,000 13.88%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,110 488,000 13.77%
5 MORGAN STANLEY 15,208 336,000 9.48%
6 UBS AG 9,665 213,000 6.01%
7 BARCLAYS PLC 2,375 52,000 1.47%
8 AMERIPRISE FINANCIAL INC 1,800 40,000 1.13%
9 Tower Research Capital LLC (TRC) 400 9,000 0.25%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 383 8,000 0.23%
11 BANK OF AMERICA CORP /DE/ 95 2,000 0.06%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 67 1,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.