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SPDR S&P BRIC 40 ETF
SPDR S&P BRIC 40 ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 28 Institutional holders with a total value of $20,715,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 212,862 4,938,000 23.84%
2 UBS AG 155,761 3,613,000 17.44%
3 Virtu KCG Holdings LLC 98,361 2,282,000 11.02%
4 JANE STREET GROUP, LLC 92,232 2,140,000 10.33%
5 BANK OF AMERICA CORP /DE/ 72,837 1,690,000 8.16%
6 MORGAN STANLEY 65,414 1,518,000 7.33%
7 WELLS FARGO & COMPANY/MN 37,361 867,000 4.19%
8 LPL Financial LLC 33,680 764,000 3.69%
9 ROYAL BANK OF CANADA 26,348 612,000 2.95%
10 JOHNSON INVESTMENT COUNSEL INC 21,996 510,000 2.46%
11 ING GROEP NV 21,000 488,000 2.36%
12 CIBC WORLD MARKET INC. 15,960 370,000 1.79%
13 United Asset Strategies, Inc. 13,372 310,000 1.50%
14 FLOW TRADERS U.S. LLC 8,010 186,000 0.90%
15 INTERACTIVE FINANCIAL ADVISORS, INC. 3,662 85,000 0.41%
16 MSI Financial Services Inc 3,208 74,000 0.36%
17 CITIGROUP INC 1,935 45,000 0.22%
18 BARCLAYS PLC 1,858 42,000 0.20%
19 ENVESTNET ASSET MANAGEMENT INC 1,781 41,000 0.20%
20 DEUTSCHE BANK AG\ 1,765 40,000 0.19%
21 SIGNATUREFD, LLC 1,516 35,000 0.17%
22 Joel Isaacson & Co., LLC 1,081 25,000 0.12%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 497 12,000 0.06%
24 Capital Advisors, Ltd. LLC 494 11,000 0.05%
25 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 363 8,000 0.04%
26 AMERIPRISE FINANCIAL INC 219 5,000 0.02%
27 Formidable Asset Management, LLC 130 3,000 0.01%
28 EMERSON INVESTMENT MANAGEMENT, LLC 40 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.