Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 29 Institutional holders with a total value of $11,492,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 52,630 3,455,000 30.06%
2 ROYAL BANK OF CANADA 22,154 1,455,000 12.66%
3 ARS Investment Partners, LLC 21,236 1,394,000 12.13%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,587 958,000 8.34%
5 GOLDMAN SACHS GROUP INC 8,058 529,000 4.60%
6 MORGAN STANLEY 7,332 482,000 4.19%
7 B. Riley Wealth Advisors, Inc. 6,846 450,000 3.92%
8 JNBA Financial Advisors 6,106 401,000 3.49%
9 SIGNATUREFD, LLC 6,106 401,000 3.49%
10 JANE STREET GROUP, LLC 4,971 326,000 2.84%
11 CREDIT AGRICOLE S A 4,400 289,000 2.51%
12 CITY HOLDING CO 4,075 268,000 2.33%
13 Cambridge Investment Research Advisors, Inc. 3,780 248,000 2.16%
14 Avidian Wealth Enterprises, LLC 3,165 208,000 1.81%
15 UBS Group AG 2,532 166,000 1.44%
16 JPMORGAN CHASE & CO 2,382 156,000 1.36%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 1,175 77,000 0.67%
18 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 1,160 76,000 0.66%
19 WELLS FARGO & COMPANY/MN 505 33,000 0.29%
20 ADVISOR GROUP, INC. 460 30,000 0.26%
21 Concert Wealth Management Inc. 372 24,000 0.21%
22 ASSETMARK, INC 331 22,000 0.19%
23 Exchange Capital Management, Inc. 229 15,000 0.13%
24 CITIGROUP INC 175 11,000 0.10%
25 Ledyard National Bank 105 7,000 0.06%
26 ARROW FINANCIAL CORP 75 5,000 0.04%
27 MSI Financial Services Inc 50 3,000 0.03%
28 VALLEY WEALTH MANAGERS, INC. 50 3,000 0.03%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.