| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Jefferies Group LLC | 107,575 | 4,301,000 | 49.50% | ||
| 2 | Advisors Preferred, LLC | 26,400 | 1,055,472 | 12.15% | ||
| 3 | JANE STREET GROUP, LLC | 22,049 | 882,000 | 10.15% | ||
| 4 | Regal Investment Advisors LLC | 15,556 | 622,000 | 7.16% | ||
| 5 | ROYAL BANK OF CANADA | 14,128 | 565,000 | 6.50% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 13,396 | 536,000 | 6.17% | ||
| 7 | CABOT WEALTH MANAGEMENT INC | 12,489 | 499,000 | 5.74% | ||
| 8 | UBS Group AG | 3,345 | 134,000 | 1.54% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,875 | 75,000 | 0.86% | ||
| 10 | MORGAN STANLEY | 501 | 20,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
