| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NATIONAL PLANNING CORP | 14,983 | 809,000 | 56.93% | ||
| 2 | INTEGRATED WEALTH MANAGEMENT | 6,282 | 340,000 | 23.93% | ||
| 3 | UBS Group AG | 5,018 | 272,000 | 19.14% | ||
| 4 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
