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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 9 Institutional holders with a total value of $4,703,183.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SG Americas Securities, LLC 24,102 1,798,000 38.23%
2 AMERIPRISE FINANCIAL INC 18,463 1,377,000 29.28%
3 Janney Montgomery Scott LLC 7,706 574,806 12.22%
4 MORGAN STANLEY 7,258 542,000 11.52%
5 AXA S.A. 4,420 330,000 7.02%
6 BANK OF AMERICA CORP /DE/ 700 52,000 1.11%
7 Stratos Wealth Partners, LTD. 300 22,377 0.48%
8 WELLS FARGO & COMPANY/MN 100 7,000 0.15%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.