Dark
Light
System
Security
SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $28,695,774.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Baltimore-Washington Financial Advisors, Inc. 22,582 1,814 0.01%
3 ADVISOR GROUP, INC. 38 3,000 0.01%
4 D.A. DAVIDSON & CO. 70 5,000 0.02%
5 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 295 24,000 0.08%
6 ROYAL BANK OF CANADA 580 47,000 0.16%
7 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 1,400 113,960 0.40%
8 MSI Financial Services Inc 1,515 122,000 0.43%
9 BANK OF AMERICA CORP /DE/ 1,525 123,000 0.43%
10 UBS Group AG 2,100 169,000 0.59%
11 Commonwealth Equity Services, Inc 3,111 250,000 0.87%
12 Janney Montgomery Scott LLC 3,130 251,000 0.87%
13 AXA S.A. 3,270 263,000 0.92%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,862 311,000 1.08%
15 LPL Financial LLC 4,569 367,000 1.28%
16 WELLS FARGO & COMPANY/MN 12,211 981,000 3.42%
17 Cetera Advisors LLC 13,900 1,112,000 3.88%
18 Capital Analysts, LLC 31,197 2,506,000 8.73%
19 GOLDMAN SACHS GROUP INC 37,712 3,029,000 10.56%
20 MORGAN STANLEY 236,738 19,017,000 66.27%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.