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SUNSHINE HEART INC
SUNSHINE HEART INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 25 Institutional holders with a total value of $4,273,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 660,320 1,453,000 34.00%
2 WALL STREET ASSOCIATES 380,200 836,000 19.56%
3 GOLDMAN SACHS GROUP INC 370,526 815,000 19.07%
4 Weiss Multi-Strategy Advisers LLC 101,000 222,000 5.20%
5 Benchmark Capital Advisors 85,000 187,000 4.38%
6 BlackRock Fund Advisors 58,276 128,000 3.00%
7 GEODE CAPITAL MANAGEMENT, LLC 43,102 94,000 2.20%
8 MORGAN STANLEY 37,720 83,000 1.94%
9 Numeric Investors LLC 37,912 83,000 1.94%
10 OPPENHEIMER & CO INC 31,500 70,000 1.64%
11 NORTHERN TRUST CORP 26,016 57,000 1.33%
12 LPL Financial LLC 21,400 51,000 1.19%
13 Virtu KCG Holdings LLC 18,797 41,000 0.96%
14 D.A. DAVIDSON & CO. 15,500 34,000 0.80%
15 MARATHON CAPITAL MANAGEMENT 15,000 33,000 0.77%
16 DEUTSCHE BANK AG\ 11,148 24,000 0.56%
17 GROUP ONE TRADING LLC 9,659 21,000 0.49%
18 Tower Research Capital LLC (TRC) 8,770 19,000 0.44%
19 BlackRock Institutional Trust Company, N.A. 3,360 7,000 0.16%
20 BlackRock Investment Management, LLC 3,109 7,000 0.16%
21 Creative Planning 2,000 4,000 0.09%
22 UBS Group AG 1,615 4,000 0.09%
23 SIMPLEX TRADING, LLC 423 0 0.00%
24 ROYAL BANK OF CANADA 150 0 0.00%
25 CITIGROUP INC 32 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.