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TIPTREE FINL INC CL A
TIPTREE FINL INC CL A. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $51,537,041.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CANYON CAPITAL ADVISORS LLC 2,798,000 16,500,000 32.02%
2 NOMURA HOLDINGS INC 1,134,762 9,111,000 17.68%
3 UBS AG 934,510 7,719,000 14.98%
4 BANK OF AMERICA CORP /DE/ 785,551 6,489,000 12.59%
5 WELLINGTON MANAGEMENT GROUP LLP 440,587 3,639,000 7.06%
6 VANGUARD GROUP INC 199,756 1,650,000 3.20%
7 BlackRock Fund Advisors 164,915 1,362,000 2.64%
8 Polar Asset Management Partners Inc. 140,954 1,164,000 2.26%
9 NORTHERN TRUST CORP 67,243 556,000 1.08%
10 Prospera Financial Services Inc 62,997 520,000 1.01%
11 BlackRock Institutional Trust Company, N.A. 58,830 486,000 0.94%
12 STATE STREET CORP 34,700 286,000 0.55%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 30,099 249,000 0.48%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 27,800 230,000 0.45%
15 CREDIT SUISSE AG/ 26,124 216,000 0.42%
16 BlackRock Investment Management, LLC 25,895 214,000 0.42%
17 Bank of New York Mellon Corp 25,602 211,000 0.41%
18 PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,877 148,000 0.29%
19 RENAISSANCE TECHNOLOGIES LLC 16,600 137,000 0.27%
20 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 14,382 119,000 0.23%
21 GOLDMAN SACHS GROUP INC 13,707 113,000 0.22%
22 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 12,500 104,000 0.20%
23 TEACHERS ADVISORS, LLC 7,383 61,000 0.12%
24 Tower Research Capital LLC (TRC) 6,293 52,000 0.10%
25 AMERICAN INTERNATIONAL GROUP, INC. 5,121 42,299 0.08%
26 Nationwide Fund Advisors 4,797 40,000 0.08%
27 DEUTSCHE BANK AG\ 3,071 24,000 0.05%
28 STRS OHIO 2,700 22,000 0.04%
29 BLACKROCK ADVISORS LLC 2,551 21,000 0.04%
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,992 16,000 0.03%
31 WFG Advisors, LP 1,800 15,000 0.03%
32 PRELUDE CAPITAL MANAGEMENT, LLC 900 7,000 0.01%
33 BNP PARIBAS FINANCIAL MARKETS 453 3,742 0.01%
34 WELLS FARGO & COMPANY/MN 361 3,000 0.01%
35 AMERIPRISE FINANCIAL INC 144 2,000 0.00%
36 CITIGROUP INC 273 2,000 0.00%
37 GLENMEDE TRUST CO NA 200 1,000 0.00%
38 BARCLAYS PLC 81 1,000 0.00%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 168 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.