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TORTOISE NORTH AMRN ENRGY CO
TORTOISE NORTH AMRN ENRGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 25 Institutional holders with a total value of $30,858,250.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 289,482 8,422,000 27.29%
2 MORGAN STANLEY 176,760 5,147,000 16.68%
3 SIT INVESTMENT ASSOCIATES INC 98,974 2,882,000 9.34%
4 BB&T SECURITIES, LLC 8,775 2,554,000 8.28%
5 Invesco Ltd. 62,577 1,822,000 5.90%
6 WELLS FARGO & COMPANY/MN 55,564 1,618,000 5.24%
7 Advisors Asset Management, Inc. 48,972 1,425,000 4.62%
8 Cetera Advisor Networks LLC 38,319 1,117,000 3.62%
9 HHG & Company, LLC 32,884 958,000 3.10%
10 UBS AG 30,870 899,000 2.91%
11 BANK OF AMERICA CORP /DE/ 28,890 842,000 2.73%
12 LPL Financial LLC 28,072 817,000 2.65%
13 CROFT-LEOMINSTER INC 21,068 613,000 1.99%
14 Weiss Asset Management LP 19,998 582,000 1.89%
15 ROYAL BANK OF CANADA 16,255 473,000 1.53%
16 DAVENPORT & Co LLC 11,775 342,829 1.11%
17 Winslow, Evans & Crocker, Inc. 3,140 91,421 0.30%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,580 75,000 0.24%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,900 55,000 0.18%
20 CITIGROUP INC 1,245 36,000 0.12%
21 WFG Advisors, LP 1,000 29,000 0.09%
22 Tower Research Capital LLC (TRC) 766 22,000 0.07%
23 NEW ENGLAND SECURITIES CORP /MA/ 695 20,000 0.06%
24 Creative Planning 535 16,000 0.05%
25 Paradigm Financial Advisors, LLC 9 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.