| 1 |
Global X Management CO LLC |
2,574,331 |
6,513,000 |
44.95% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
845,761 |
2,140,000 |
14.77% |
|
|
| 3 |
GAGNON SECURITIES LLC |
605,398 |
1,532,000 |
10.57% |
|
|
| 4 |
Gagnon Advisors, LLC |
464,130 |
1,174,000 |
8.10% |
|
|
| 5 |
VANGUARD GROUP INC |
446,037 |
1,129,000 |
7.79% |
|
|
| 6 |
ANDREEFF EQUITY ADVISORS, LLC |
148,913 |
380,000 |
2.62% |
|
|
| 7 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
126,210 |
319,000 |
2.20% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
106,000 |
268,000 |
1.85% |
Put |
|
| 9 |
GEODE CAPITAL MANAGEMENT, LLC |
96,679 |
244,000 |
1.68% |
|
|
| 10 |
SG Americas Securities, LLC |
86,251 |
218,000 |
1.50% |
|
|
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
51,651 |
131,000 |
0.90% |
|
|
| 12 |
BlackRock Fund Advisors |
39,637 |
100,000 |
0.69% |
|
|
| 13 |
NORTHERN TRUST CORP |
30,282 |
77,000 |
0.53% |
|
|
| 14 |
First Allied Advisory Services, Inc. |
25,369 |
60,000 |
0.41% |
|
|
| 15 |
Virtu KCG Holdings LLC |
16,502 |
41,000 |
0.28% |
|
|
| 16 |
Bank of New York Mellon Corp |
15,859 |
40,000 |
0.28% |
|
|
| 17 |
GROUP ONE TRADING LLC |
13,464 |
34,000 |
0.23% |
|
|
| 18 |
CITADEL ADVISORS LLC |
7,912 |
20,000 |
0.14% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,024 |
15,000 |
0.10% |
|
|
| 20 |
DIMENSIONAL FUND ADVISORS LP |
4,165 |
11,000 |
0.08% |
|
|
| 21 |
ROYAL BANK OF CANADA |
3,500 |
9,000 |
0.06% |
|
|
| 22 |
BlackRock Investment Management, LLC |
2,675 |
7,000 |
0.05% |
|
|
| 23 |
UBS AG |
2,082 |
6,000 |
0.04% |
|
|
| 24 |
EARNEST PARTNERS LLC |
1,954 |
5,000 |
0.03% |
|
|
| 25 |
BANK OF AMERICA CORP /DE/ |
1,812 |
5,000 |
0.03% |
|
|
| 26 |
CITIGROUP INC |
1,500 |
4,000 |
0.03% |
|
|
| 27 |
BANK OF MONTREAL /CAN/ |
700 |
2,000 |
0.01% |
|
|
| 28 |
MORGAN STANLEY |
922 |
2,000 |
0.01% |
|
|
| 29 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
464 |
1,000 |
0.01% |
|
|
| 30 |
UBS AG |
200 |
1,000 |
0.01% |
Put |
|
| 31 |
MSI Financial Services Inc |
50 |
0 |
0.00% |
|
|
| 32 |
BESSEMER GROUP INC |
4 |
0 |
0.00% |
|
|
| 33 |
Creative Planning |
30 |
0 |
0.00% |
|
|
| 34 |
WELLS FARGO & COMPANY/MN |
130 |
0 |
0.00% |
|
|
| 35 |
DEUTSCHE BANK AG\ |
100 |
0 |
0.00% |
|
|
