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VANGUARD SCOTTSDALE FDS
VANGUARD SCOTTSDALE FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 28 Institutional holders with a total value of $36,019,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 70,858 6,986,000 19.40%
2 PEAK FINANCIAL MANAGEMENT, INC. 62,990 6,525,000 18.12%
3 MORGAN STANLEY 48,425 4,942,000 13.72%
4 BANK OF AMERICA CORP /DE/ 38,970 3,977,000 11.04%
5 Cetera Advisor Networks LLC 28,120 2,872,000 7.97%
6 WELLS FARGO & COMPANY/MN 27,589 2,816,000 7.82%
7 UBS Group AG 15,978 1,630,000 4.53%
8 Commonwealth Equity Services, Inc 14,855 1,516,000 4.21%
9 JANE STREET GROUP, LLC 12,457 1,271,000 3.53%
10 AMERIPRISE FINANCIAL INC 11,928 1,217,000 3.38%
11 ENVESTNET ASSET MANAGEMENT INC 6,366 650,000 1.80%
12 Virtu Financial LLC 5,591 566,000 1.57%
13 OPPENHEIMER & CO INC 4,060 414,000 1.15%
14 VANGUARD GROUP INC 2,103 215,000 0.60%
15 ROYAL BANK OF CANADA 1,550 158,000 0.44%
16 MSI Financial Services Inc 950 97,000 0.27%
17 Tower Research Capital LLC (TRC) 330 34,000 0.09%
18 PNC FINANCIAL SERVICES GROUP, INC. 317 32,000 0.09%
19 AMERICAN INTERNATIONAL GROUP, INC. 250 26,000 0.07%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 236 24,000 0.07%
21 DUBUQUE BANK & TRUST CO 131 13,000 0.04%
22 IFP ADVISORS, INC 131 13,000 0.04%
23 Carroll Financial Associates, Inc. 129 13,000 0.04%
24 WOODMONT INVESTMENT COUNSEL LLC 45 5,000 0.01%
25 CITIGROUP INC 36 4,000 0.01%
26 Creative Planning 25 3,000 0.01%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%
28 CAPTRUST FINANCIAL ADVISORS 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.