| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,000 | 3,000 | 0.00% | PRN | |
| 2 | CITIGROUP INC | 4,000 | 4,000 | 0.00% | PRN | |
| 3 | Jefferies Group LLC | 10,000 | 10,000 | 0.00% | PRN | |
| 4 | M&T BANK CORP | 24,000 | 24,000 | 0.01% | PRN | |
| 5 | STIFEL FINANCIAL CORP | 25,000 | 26,000 | 0.01% | PRN | |
| 6 | JPMORGAN CHASE & CO | 34,000 | 35,000 | 0.01% | PRN | |
| 7 | BlackRock Fund Advisors | 75,000 | 76,000 | 0.02% | PRN | |
| 8 | WELLS FARGO & COMPANY/MN | 150,000 | 153,000 | 0.04% | PRN | |
| 9 | SEI INVESTMENTS CO | 189,000 | 192,000 | 0.05% | ||
| 10 | WELLINGTON MANAGEMENT GROUP LLP | 285,000 | 290,000 | 0.07% | PRN | |
| 11 | PICTET ASSET MANAGEMENT LTD | 300,000 | 306,000 | 0.08% | ||
| 12 | IRON Financial LLC | 340,000 | 350,000 | 0.09% | ||
| 13 | KORNITZER CAPITAL MANAGEMENT INC /KS | 1,000,000 | 1,018,000 | 0.26% | PRN | |
| 14 | VERTEX ONE ASSET MANAGEMENT INC. | 1,000,000 | 1,023,000 | 0.26% | ||
| 15 | BARCLAYS PLC | 1,510,000 | 1,525,000 | 0.39% | PRN | |
| 16 | CREDIT SUISSE AG/ | 2,215,000 | 2,255,000 | 0.58% | PRN | |
| 17 | Bank of New York Mellon Corp | 2,500,000 | 2,567,000 | 0.66% | ||
| 18 | GOLDMAN SACHS GROUP INC | 2,543,000 | 2,589,000 | 0.67% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 3,150,000 | 3,207,000 | 0.83% | PRN | |
| 20 | AMERICAN CAPITAL MANAGEMENT INC | 3,555,000 | 3,619,000 | 0.93% | PRN | |
| 21 | Horizon Kinetics LLC | 7,055,000 | 7,183,000 | 1.85% | PRN | |
| 22 | BESSEMER GROUP INC | 9,000,000 | 9,264,000 | 2.38% | PRN | |
| 23 | TENOR CAPITAL MANAGEMENT Co., L.P. | 9,500,000 | 9,860,000 | 2.54% | PRN | |
| 24 | AQR ARBITRAGE LLC | 9,850,000 | 10,078,000 | 2.59% | PRN | |
| 25 | SHENKMAN CAPITAL MANAGEMENT INC | 10,500,000 | 10,815,000 | 2.78% | PRN | |
| 26 | OAKTREE CAPITAL MANAGEMENT LP | 18,300,000 | 18,738,000 | 4.82% | PRN | |
| 27 | FMR LLC | 20,000,000 | 20,363,000 | 5.24% | PRN | |
| 28 | Neuberger Berman Group LLC | 21,555,000 | 21,946,000 | 5.65% | PRN | |
| 29 | AMUNDI ASSET MANAGEMENT US, INC. | 23,488,000 | 23,914,000 | 6.15% | PRN | |
| 30 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 23,500,000 | 23,975,000 | 6.17% | PRN | |
| 31 | ADVENT CAPITAL MANAGEMENT /DE/ | 27,388,000 | 28,073,000 | 7.23% | PRN | |
| 32 | Allianz Asset Management GmbH | 33,150,000 | 34,393,000 | 8.85% | PRN | |
| 33 | STEELHEAD PARTNERS LLC | 45,222,000 | 46,437,000 | 11.95% | PRN | |
| 34 | SOROS FUND MANAGEMENT LLC | 101,880,000 | 104,236,000 | 26.83% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
