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WESTERN ASSET PREMIER BD FD SHS BEN INT
WESTERN ASSET PREMIER BD FD SHS BEN INT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 28 Institutional holders with a total value of $14,792,123.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SIT INVESTMENT ASSOCIATES INC 202,802 2,949,000 19.94%
2 GUGGENHEIM CAPITAL LLC 163,397 2,377,000 16.07%
3 Invesco Ltd. 155,962 2,268,000 15.33%
4 Capital Investment Advisors, LLC 130,112 1,891,834 12.79%
5 COHEN & STEERS, INC. 58,561 851,000 5.75%
6 SG Americas Securities, LLC 37,841 550,000 3.72%
7 Shaker Financial Services, LLC 35,191 512,000 3.46%
8 LPL Financial LLC 29,264 425,000 2.87%
9 NATIONAL PLANNING CORP 26,080 380,000 2.57%
10 Janney Montgomery Scott LLC 25,880 376,295 2.54%
11 MORGAN STANLEY 23,552 342,000 2.31%
12 ProVise Management Group, LLC 16,775 244,000 1.65%
13 STIFEL FINANCIAL CORP 16,717 243,000 1.64%
14 ROYAL BANK OF CANADA 16,045 233,000 1.58%
15 WELLS FARGO & COMPANY/MN 14,498 211,000 1.43%
16 CLIFFORD SWAN INVESTMENT COUNSEL LLC 12,175 177,000 1.20%
17 CITIGROUP INC 11,338 165,000 1.12%
18 UBS AG 9,062 132,000 0.89%
19 BANK OF AMERICA CORP /DE/ 7,033 102,000 0.69%
20 WOLVERINE ASSET MANAGEMENT LLC 5,666 82,000 0.55%
21 MSI Financial Services Inc 4,755 69,000 0.47%
22 PNC FINANCIAL SERVICES GROUP, INC. 4,671 68,000 0.46%
23 Vantage Investment Advisors, LLC 2,900 42,000 0.28%
24 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,783 40,000 0.27%
25 Hoxton Financial, Inc. 2,000 29,000 0.20%
26 Winslow, Evans & Crocker, Inc. 1,100 15,994 0.11%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 800 12,000 0.08%
28 Tower Research Capital LLC (TRC) 353 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.