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ASCENT SOLAR TECHNOLOGIES IN
ASCENT SOLAR TECHNOLOGIES IN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 17 Institutional holders with a total value of $1,059,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,312,833 551,000 52.03%
2 DIMENSIONAL FUND ADVISORS LP 646,769 272,000 25.68%
3 GEODE CAPITAL MANAGEMENT, LLC 147,729 62,000 5.85%
4 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 96,100 40,000 3.78%
5 NOMURA HOLDINGS INC 80,666 35,000 3.31%
6 NORTHERN TRUST CORP 61,609 26,000 2.46%
7 Seamans Capital Management, LLC 50,000 21,000 1.98%
8 CITADEL ADVISORS LLC 37,047 16,000 1.51%
9 Virtu KCG Holdings LLC 28,900 12,000 1.13%
10 THOMPSON DAVIS & CO., INC. 25,000 11,000 1.04%
11 STATE STREET CORP 12,100 5,000 0.47%
12 BLACKROCK ADVISORS LLC 7,427 3,000 0.28%
13 MORGAN STANLEY 6,842 3,000 0.28%
14 UBS AG 2,000 1,000 0.09% Call
15 Nationwide Fund Advisors 2,800 1,000 0.09%
16 WELLS FARGO & COMPANY/MN 1 0 0.00%
17 BARCLAYS PLC 16 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.