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EAGLE CAP GROWTH FD INC
EAGLE CAP GROWTH FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 12 Institutional holders with a total value of $846,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 64,949 477,000 56.38%
2 CSS LLC/IL 23,037 169,000 19.98%
3 BANK OF AMERICA CORP /DE/ 13,674 100,000 11.82%
4 UBS Group AG 6,601 49,000 5.79%
5 WOLVERINE ASSET MANAGEMENT LLC 2,000 14,000 1.65%
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,494 11,000 1.30%
7 GENEOS WEALTH MANAGEMENT INC. 1,000 7,000 0.83%
8 Creative Planning 989 7,000 0.83%
9 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 597 5,000 0.59%
10 MORGAN STANLEY 462 3,000 0.35%
11 Tower Research Capital LLC (TRC) 300 2,000 0.24%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 313 2,000 0.24%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.