| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 30,329 | 783,000 | 43.26% | ||
| 2 | STIFEL FINANCIAL CORP | 30,079 | 776,000 | 42.87% | ||
| 3 | Cetera Advisors LLC | 9,098 | 234,000 | 12.93% | ||
| 4 | WELLS FARGO & COMPANY/MN | 300 | 8,000 | 0.44% | ||
| 5 | D.A. DAVIDSON & CO. | 250 | 6,000 | 0.33% | ||
| 6 | PNC FINANCIAL SERVICES GROUP, INC. | 100 | 3,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
