| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Empyrean Capital Partners, LP | 21,700,000 | 25,465,000 | 25.86% | PRN | |
| 2 | LAZARD ASSET MANAGEMENT LLC | 14,448,000 | 16,967,000 | 17.23% | PRN | |
| 3 | CSS LLC/IL | 10,000,000 | 11,670,000 | 11.85% | PRN | |
| 4 | WELLS FARGO & COMPANY/MN | 8,008,000 | 9,413,000 | 9.56% | PRN | |
| 5 | Mohican Financial Management, LLC | 6,500,000 | 7,633,000 | 7.75% | ||
| 6 | STEELHEAD PARTNERS LLC | 5,125,000 | 6,035,000 | 6.13% | PRN | |
| 7 | BASSO CAPITAL MANAGEMENT, L.P. | 2,888,000 | 3,375,000 | 3.43% | PRN | |
| 8 | Jefferies Group LLC | 2,854,000 | 3,351,000 | 3.40% | PRN | |
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 2,500,000 | 2,935,000 | 2.98% | PRN | |
| 10 | Paloma Partners Management Co | 2,000,000 | 2,349,000 | 2.39% | PRN | |
| 11 | WELLINGTON MANAGEMENT GROUP LLP | 1,912,000 | 2,245,000 | 2.28% | PRN | |
| 12 | GRACE BROTHERS MANAGEMENT LLC | 1,500,000 | 1,753,000 | 1.78% | PRN | |
| 13 | RAVEN ROCK CAPITAL MANAGEMENT, LLC | 1,500,000 | 1,746,000 | 1.77% | PRN | |
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 1,000,000 | 1,168,000 | 1.19% | PRN | |
| 15 | NOMURA HOLDINGS INC | 1,000,000 | 1,152,000 | 1.17% | PRN | |
| 16 | DEUTSCHE BANK AG\ | 945,000 | 1,109,000 | 1.13% | PRN | |
| 17 | Creative Planning | 31,000 | 36,000 | 0.04% | PRN | |
| 18 | CITIGROUP INC | 24,000 | 28,000 | 0.03% | PRN | |
| 19 | JPMORGAN CHASE & CO | 14,000 | 16,000 | 0.02% | PRN | |
| 20 | MSI Financial Services Inc | 7,000 | 8,000 | 0.01% | ||
| 21 | BANK OF AMERICA CORP /DE/ | 5,000 | 6,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
