| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVISORY RESEARCH INC | 31,782 | 858,000 | 91.37% | ||
| 2 | UBS Group AG | 934 | 25,000 | 2.66% | ||
| 3 | AllSquare Wealth Management LLC | 590 | 16,000 | 1.70% | ||
| 4 | MORGAN STANLEY | 608 | 16,000 | 1.70% | ||
| 5 | PITTENGER & ANDERSON INC | 350 | 9,000 | 0.96% | ||
| 6 | Tower Research Capital LLC (TRC) | 291 | 8,000 | 0.85% | ||
| 7 | BlackRock Investment Management, LLC | 232 | 6,000 | 0.64% | ||
| 8 | CITIGROUP INC | 28 | 1,000 | 0.11% | ||
| 9 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
