| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Hillsdale Investment Management Inc. | 211,200 | 4,178,000 | 53.95% | ||
| 2 | APPLETON GROUP, LLC | 77,367 | 1,530,000 | 19.76% | ||
| 3 | Verity Asset Management, Inc. | 33,507 | 662,000 | 8.55% | ||
| 4 | TCW GROUP INC | 19,030 | 376,000 | 4.86% | ||
| 5 | IndexIQ Advisors LLC | 4,750 | 360,000 | 4.65% | ||
| 6 | Virtu Financial LLC | 12,740 | 252,000 | 3.25% | ||
| 7 | JANE STREET GROUP, LLC | 12,085 | 239,000 | 3.09% | ||
| 8 | UBS Group AG | 2,840 | 56,000 | 0.72% | ||
| 9 | MORGAN STANLEY | 2,553 | 50,000 | 0.65% | ||
| 10 | BARCLAYS PLC | 1,200 | 23,000 | 0.30% | Call | |
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 420 | 8,308 | 0.11% | ||
| 12 | Hudock, Inc. | 326 | 6,000 | 0.08% | ||
| 13 | WESTPORT RESOURCES MANAGEMENT INC | 218 | 4,000 | 0.05% | ||
| 14 | WELLS FARGO & COMPANY/MN | 2 | 0 | 0.00% | ||
| 15 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
